Resources
Sources and course version
Course version AML-2026.1. Reference check date 2026-09-11. A reference check date records when these links were reviewed for this course. It is not an attorney approval, legal review or accreditation date.
Primary references
- 31 CFR 1029.210 - AML program for loan or finance companies
- 31 CFR 1029.320 - Reports by loan or finance companies of suspicious transactions
- 31 CFR Part 1029 - Rules for loan or finance companies
- FFIEC BSA/AML Manual - Assessing compliance with BSA regulatory requirements
- FFIEC BSA/AML Manual - Introduction
- Fannie Mae Selling Guide B3-4.3-04, Personal Gifts
- FinCEN administrative ruling - compliance obligations of certain loan or finance companies
Source notes for the question set
- All 21 items come from the supplied source set, in the original order and wording, with the original option order. Only whitespace and HTML entity cleanup was applied.
- There are 20 unique questions and 21 scored items. The source repeats one question, so item 21 is retained and labeled as reinforcement.
- Some source questions are ambiguous. The supplied answer key is preserved. Where wording needs clarification, a separate content note is shown. Content notes are not part of the original question text.
- These questions were not authored by a regulator. They are training material.
Documents completion of this awareness course. Not NMLS continuing education credit or a certification of regulatory compliance. Employers remain responsible for their AML programs and role-specific training.